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Regulatory Excellence

Comprehensive regulatory compliance ensuring the highest standards of security, transparency, and investor protection.

Regulatory Oversight

Licensed and regulated by multiple Nigerian authorities ensuring complete compliance with financial regulations.

Securities and Exchange Commission (SEC)

Licensed and regulated by the Securities and Exchange Commission of Nigeria

Key Requirements

  • Investment adviser registration
  • Regular reporting and audits
  • Client fund segregation requirements
  • Risk management protocols

Central Bank of Nigeria (CBN)

Compliance with digital asset and payment service regulations

Key Requirements

  • Payment service provider license
  • Anti-money laundering compliance
  • Foreign exchange regulations
  • Consumer protection standards

Financial Intelligence Unit (NFIU)

Anti-money laundering and counter-terrorism financing compliance

Key Requirements

  • Suspicious transaction reporting
  • Customer due diligence
  • Record keeping requirements
  • Staff training programs

Nigeria Data Protection Commission (NDPC)

Data protection and privacy compliance

Key Requirements

  • Data processing registration
  • Privacy policy implementation
  • Consent management
  • Data breach notification procedures

Compliance Framework

Comprehensive policies and procedures across all business operations.

Customer Onboarding

Robust KYC and identity verification processes

Key Measures

  • Identity document verification
  • Address verification
  • Source of funds assessment
  • PEP and sanctions screening
  • Risk assessment profiling

Transaction Monitoring

Continuous monitoring of all transactions for suspicious activity

Key Measures

  • Real-time transaction screening
  • Automated suspicious activity detection
  • Manual review processes
  • Regulatory reporting systems
  • Audit trail maintenance

Data Protection

Comprehensive data protection and privacy measures

Key Measures

  • Data encryption and security
  • Access control and authentication
  • Privacy by design principles
  • Regular security assessments
  • Incident response procedures

Risk Management

Enterprise-wide risk management framework

Key Measures

  • Regular risk assessments
  • Control testing and monitoring
  • Business continuity planning
  • Cybersecurity measures
  • Third-party risk management

Third-Party Certifications

SOC 2 Type II

Audited for security, availability, and confidentiality

ISO 27001

International information security standard

GDPR Compliant

European data protection standards

Transparency & Reporting

Regular Reporting

  • Quarterly compliance reports to SEC
  • Monthly transaction reporting to NFIU
  • Annual audited financial statements
  • Real-time suspicious activity reports

Public Disclosures

  • Terms of service and privacy policy
  • Risk disclosure statements
  • Fee schedule transparency
  • Security incident disclosures

Compliance Inquiries

Questions about our regulatory practices and procedures.

Contact Compliance TeamLegal Documents